KKR & Co. Inc.
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(Name of Issuer)
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Class A Common Stock
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(Title of Class of Securities)
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48251W 104
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(CUSIP Number)
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December 31, 2019
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(Date of Event Which Requires Filing of this Statement)
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☐ |
Rule 13d-1(b)
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☐ |
Rule 13d-1(c)
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☒ |
Rule 13d-1(d)
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CUSIP No. 48251W 104
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13G
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1
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NAME OF REPORTING PERSON
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KKR Holdings L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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290,384,022
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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290,384,022
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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290,384,022
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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34.5%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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CUSIP No. 48251W 104
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13G
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1
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NAME OF REPORTING PERSON
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Henry R. Kravis
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a) ☐
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(b) ☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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10,280,056
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6
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SHARED VOTING POWER
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295,066,415
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|||||
7
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SOLE DISPOSITIVE POWER
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10,280,056
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|||||
8
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SHARED DISPOSITIVE POWER
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295,066,415
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|||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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||||
305,346,471
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|||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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||||
☐
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|||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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36.3%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No. 48251W 104
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13G
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1
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NAME OF REPORTING PERSON
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George R. Roberts
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a) ☐
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(b) ☒
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|||||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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8,188,755
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|||||
6
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SHARED VOTING POWER
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295,051,188
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|||||
7
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SOLE DISPOSITIVE POWER
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8,188,755
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|||||
8
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SHARED DISPOSITIVE POWER
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295,051,188
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|||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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||||
303,239,943
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|||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
☐
|
|||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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||||
36.1%
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|||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||||
IN
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|||||
(a)
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Name of Issuer:
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KKR & Co. Inc.
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(b)
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Address of Issuer’s Principal Executive Offices:
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9 West 57th Street, Suite 4200
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New York, NY 10019
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(a)
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Name of Persons Filing:
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KKR Holdings L.P.
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Henry R. Kravis
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George R. Roberts
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(b)
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Address of Principal Business Office, or, if none, Residence:
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The principal business office for all persons filing (other than George R. Roberts) is:
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c/o Kohlberg Kravis Roberts & Co. L.P.
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9 West 57th Street, Suite 4200
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New York, NY 10019
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The principal business office for George R. Roberts is:
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c/o Kohlberg Kravis Roberts & Co. L.P.
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2800 Sand Hill Road, Suite 200
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Menlo Park, CA 94025
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(c)
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Citizenship:
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See Item 4 of each cover page.
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(d)
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Title of Class of Securities:
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Class A Common Stock
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(e)
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CUSIP Number:
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48251W 104
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Item 4. |
Ownership.
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(a)
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Amount beneficially owned:
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(b)
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Percent of class:
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(c)
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Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote
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(ii) |
Shared power to vote or to direct the vote
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(iii) |
Sole power to dispose or to direct the disposition of
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(iv) |
Shared power to dispose or to direct the disposition of
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certifications.
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KKR HOLDINGS L.P.
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By:
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KKR Holdings GP, Limited, its general partner
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By:
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/s/ Terence Gallagher
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Name: Terence Gallagher
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Title: Attorney-in-fact for Robert H. Lewin,
Director
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HENRY R. KRAVIS
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By:
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/s/ Terence Gallagher
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Name: Terence Gallagher
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Title: Attorney-in-fact
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GEORGE R. ROBERTS
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By:
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/s/ Terence Gallagher
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Name: Terence Gallagher
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Title: Attorney-in-fact
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Exhibit
Number
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Title
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1
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Joint Filing Agreement, dated February 14, 2011, among KKR Holdings L.P., Henry R. Kravis and George R. Roberts (filed as Exhibit 1 to the Schedule 13G filed on February 14, 2011 and incorporated herein
by reference).
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2
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Power of attorney, dated May 28, 2014, granted by Henry R. Kravis (filed as Exhibit 2 to Amendment No. 4 to the Schedule 13G filed on February 13, 2015 and incorporated herein by reference).
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3
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Power of attorney, dated May 28, 2014, granted by George R. Roberts (filed as Exhibit 3 to Amendment No. 4 to the Schedule 13G filed on February 13, 2015 and incorporated herein by reference).
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Power of attorney, dated January 14, 2020, granted by Robert H. Lewin.
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/s/ Robert H. Lewin
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Name: Robert H. Lewin
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